a registered representative persuades a customer to purchase a security by assuring her that, should it fall in value, the representative will make up the difference in the account. this practice is:

Answers

Answer 1

The practice of a registered representative guaranteeing a customer's investment is a violation of industry regulations and is considered unethical and fraudulent.

The practice of a registered representative assuring a customer that they will make up for any potential losses in security is unethical and violates industry rules. This practice is commonly known as a "guarantee" or "promise" and is strictly prohibited by the Financial Industry Regulatory Authority (FINRA).

Registered representatives are obligated to disclose all material facts about security to the customer, including the risks associated with investing in it. They are not allowed to guarantee the performance or value of a security, and cannot make any promises to the customer regarding future returns or market movements.

Making guarantees to customers is considered a form of misleading and fraudulent activity and can result in severe disciplinary action, including fines, suspension, or even revocation of license.

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Related Questions

It is a good idea to get and use an many credit cards as possible to build credit history. True False

Answers

False because you can get bad credit if you ever owe the bank money or if you made a late payment

When accounting for treasury stock under the cost method, which of the following statements is inaccurate? A) Treasury stock is deducted in the stockholders' equity section of the balance sheet. B) A cost flow assumption is applied when a company has multiple purchases of treasury stock C) When treasury stock is sold for more than its acquisition cost, the difference is credited to either Retained Earnings or Paid-in Capital - Treasury Stock D) When treasury stock is sold for less than its acquisition cost, the difference is credited to either Retained Earnings or Paid-in Capital - Treasury Stock

Answers

C) When treasury stock is sold for more than its acquisition cost, the difference is credited to either Retained Earnings or Paid-in Capital - Treasury Stock.

Under the cost method of accounting for treasury stock, when treasury stock is sold for more than its acquisition cost, the difference is not credited to Retained Earnings or Paid-in Capital - Treasury Stock.

Instead, it is recorded as a gain on the sale of treasury stock, which is reported in the income statement. The gain increases net income but does not impact the stockholders' equity accounts directly. Therefore, statement C is inaccurate.

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Which statement describes the relationship between risk and returns?
a) higher risks often leads to lower potential returns.
b) higher riskes often leads to higher potential returns.
c) lower risks often leads to higher potential returns.
d) moderate risks often leads to highest potential returns.

Answers

Answer:

B) higher riskes often leads to higher potential returns.

Explanation:

i failed on edg course bc of yall

Answers

Not our fault maybe listen in your class

You are in charge of a fast-food restaurant. The employees are all teenagers who have not yet graduated from high school, and this is the first job for most of them.

Answers

Answer:

I don't understand. What is the question?

Explanation:

to reduce the time and expense of collecting their accounts receivable, some firms

Answers

To reduce the time and expense of collecting accounts receivable, firms can implement strategies such as implementing strict credit policies, offering incentives for early payment, utilizing technology and automation, outsourcing collections, and maintaining strong customer relationships.

These measures aim to streamline the invoicing and payment process, encourage prompt payment, and minimize outstanding balances. By adopting these practices, firms can improve their accounts receivable management, reduce collection efforts, and save both time and resources in the collection process.

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You have been hired as a new manager to work with a group of 5
employees who possess low-morale. What management style would you
use to motive and create a sense of belonging?

Answers

As the new manager, the management style, I would use to motivate and create a sense of belonging among the employees with low morale is the participative or democratic style.

This style involves involving the employees in decision-making processes, valuing their input, and considering their opinions. Here's how I would implement it:
1. Encourage open communication: Create an environment where employees feel comfortable expressing their ideas, concerns, and suggestions. Hold regular team meetings and provide opportunities for everyone to share their thoughts.
2. Collaborative goal-setting: Involve the employees in setting goals for the team and individual performance targets. This will give them a sense of ownership and motivation to achieve those goals.
3. Delegate responsibilities: Assign tasks and projects to employees based on their skills and interests. This will empower them and boost their confidence, leading to a higher sense of belonging.
4. Provide feedback and recognition: Offer regular feedback on performance, recognizing and praising accomplishments. This will help employees feel valued and appreciated.
5. Training and development: Offer opportunities for professional growth and skill enhancement through training programs or workshops. This will show that you are invested in their development and success.
By implementing the participative management style, you can foster a positive work environment, enhance motivation, and create a sense of belonging among the employees.

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On January 1, a company issued and sold a $390,000, 4%, 10-year bond payable, and received proceeds of $381,000. Interest is payable each June 30 and December 31. The company uses the straight-line method to amortize the discount. The carrying value of the bonds immediately after the first interest payment is:

Answers

To calculate the carrying value of the bonds immediately after the first interest payment, we need to consider the amortization of the discount and the payment of interest.

The bond has a face value of $390,000, a discount of $9,000 ($390,000 - $381,000), and a 10-year maturity. Since the discount is amortized using the straight-line method, we divide the discount by the total number of interest payment periods (20 periods: 10 years x 2 periods per year) to determine the amortization amount per period.

The discount amortization per period is $450 ($9,000 / 20). After the first interest payment, the carrying value of the bonds will be the face value minus the accumulated amortization. Since one interest payment has occurred, we subtract the amortization for one period.

Carrying value = Face value - Accumulated amortization

Carrying value = $390,000 - ($450 x 1)

Carrying value = $390,000 - $450

Carrying value = $389,550

Therefore, the carrying value of the bonds immediately after the first interest payment is $389,550.

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all small indusrties are highly labor intensive true /false given reason

Answers

Answer:

FALSE.

Explanation:

Not ALL small industries are highly labor-intensive. If you start a small industry, it could become highly labor-intensive as a result of insufficient staffing, inventory, and other factors.

TIP: Never use "ALL", "ALWAYS", "NEVER", etc...words like this turn arguments false.

Noriko analyzes ways to create and improve computer systems.
Boris helps people who are having difficulty using computers.
Lane writes code for operating systems.
Jewel tests software to identify problems.
Carla fixes and maintains databases.
Ignacio plans, organizes, and oversees information technology projects.

Answers

Answer:Brian uses ultrasound technology to create images of a patient’s liver and kidneys.

Nigel performs tests on a patient to get information about how his heart is working.

Krystal analyzes X-rays to determine whether a patient has a broken arm.

Explanation:

Answer:

A. B. F.

Explanation:

Edge

Why are we now seeing another rapid rise in medical expenditures
and insurance premiums?

Answers

The reason behind the rapid rise in medical expenditures and insurance premiums is that the cost of healthcare services has been increasing significantly over time.

With advancements in technology and the use of sophisticated equipment, the cost of treatment has increased considerably. In addition, the increase in the population has resulted in an increase in demand for medical care services. The cost of providing medical services has also gone up, including the cost of medication, laboratory tests, and other essential medical supplies. The rise in the cost of healthcare services is one of the primary reasons for the increase in insurance premiums. Health insurance companies need to make up for the high cost of healthcare services by charging high premiums.

Medical expenditures and insurance premiums have risen over time due to various reasons. The aging of the population, advances in medical technology, increased demand for medical care, and rising healthcare costs are some of the factors that have contributed to this trend. Moreover, the high cost of medical care services is one of the primary drivers behind the increase in health insurance premiums.

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Question 1 of 10
An investment that you bought for
profit
and sold for
made a

500;600
500;400
600;400
600;500

Answers

Answer:

500;600

an investment

gen-tech sells merchandise on account for $4,000 to acorn company with credit terms of 2/10, n/30. within the discount period, acorn company returns $500 of damaged merchandise and a check for ________ to settle the account.

Answers

Within the discount period, acorn company returns $500 of damaged merchandise and a check for $3,450 to settle the account

Using this formula

Check amount=(Merchandise sold- Merchandise return)-  [(Merchandise sold- Merchandise return)× Discount]

Where:

Merchandise sold=$4,000

Merchandise return=$500

Discount=2%

Let plug in the formula

Check amount=($4,000-$500)-[($4,000-$500)×2%]

Check amount=$3,500-($3,500×2%)

Check amount=$3,500-$70

Check amount=$3,430

Inconclusion within the discount period, acorn company returns $500 of damaged merchandise and a check for $3,450 to settle the account.

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What are the two factors used to calculate productivity?
A. Goods produced and number of customers
B. Resources invested and goods lost
C. Goods produced and employees hired
D. Goods produced and resources invested

Answers

Goods produced and resources invested re the two factors used to calculate productivity.

How productivity is measured?

Productivity is measured from different factors in the organization like the profit generate from the sales, number of customer increases, the amount of money invested in the company, the goods that are consumed of sell within span of time and others.

Thus, option D is correct.

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Answer:

Goods produced and resources invested

Explanation:

I only need 25. What is the skiers kinetic energy at point B? Hint mechanical energy equals potential energy plus kinetic energy

Answers

To determine the skier's kinetic energy at point B, we need to consider the conservation of mechanical energy, which states that the sum of potential energy and kinetic energy remains constant in the absence of external forces.

Given the hint, we can express the conservation of mechanical energy as follows:

Potential Energy at Point A + Kinetic Energy at Point A = Potential Energy at Point B + Kinetic Energy at Point B

Since the skier is at the top of the slope at point A, the potential energy at point A is at its maximum, and the kinetic energy is zero. At point B, the skier is at the bottom of the slope, so the potential energy at point B is zero, and the kinetic energy is at its maximum.

Therefore, the skier's kinetic energy at point B is equal to the potential energy at point A.

Since the specific values or units are not provided in the question, we cannot provide a numerical answer. However, based on the conservation of mechanical energy principle, the skier's kinetic energy at point B is equal to the potential energy at point A.

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What is an insurance premium?
A. The money paid each month to receive insurance coverage
B. The estimated cost of an insurance plan over 20 years
C. The maximum amount of money an insurance policy will pay out
D. The percentage of a bill that a customer must pay without
insurance

Answers

Answer:

Premium is an amount paid periodically to the insurer by the insured for covering his risk. Description: In an insurance contract, the risk is transferred from the insured to the insurer. For taking this risk, the insurer charges an amount called the premium.

Explanation:

a

which of the following is the distinction between a curremt and long term liability

Answers

Long-term liabilities are obligations that must be paid over a longer time period than current liabilities. Due to the immediate need a business has for cash, current and long-term liabilities are managed differently.

Most firms run the risk of failing if they don't have enough working capital for the next 12 to 24 months. An obligation that will be paid off during the next operating cycle or within one year, whichever comes first, is referred to as a current liability.

Any obligation that does not fall under the umbrella of a current liability is considered a long-term liability. Any debt that needs to be repaid within a year is included in short-term obligations.

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Who at Universal Studios hates FORBIDEN JURNY?

Answers

MEEEEEEEEEEEEEEEEEE

°ω°

are independently owned and operated, not dominant in their field of operation, and meet certain standards of size in regard to number of employees or average annual sales.

Answers

This is a sole proprietorship

Contra entry is recorded in?

Answers

I hope this is correct! A contra entry is recorded when the debit and credit affect the same parent account and resulting in a net zero effect to the account. These are transactions that are recorded between cash and bank accounts

Which paradigm focuses on equal opportunity, fair treatment, recruitment of minorities, and strict compliance with the equal employment opportunity laws? Learning and effectiveness Profit and growth Discrimination and fairness Access and legitimacy

Answers

The paradigm that focuses on an equal opportunity, fair treatment, recruitment of minorities, and strict compliance with the equal employment opportunity laws is the Access and Legitimacy paradigm.

What is the Access and Legitimacy paradigm?

The access and legitimacy paradigm of diversity represents the lowest level of diversity management. It views cultural differences as unique perspectives that can provide insights and perspectives that improve business outcomes. To recruit, train, and retain a diverse workforce, it emphasizes adherence to laws, guidelines, and regulations on equal employment opportunity and affirmative action.

The access and legitimacy paradigm emphasizes social justice, and fair treatment and emphasizes diversity programs that are consistent with business objectives, not just social justice issues.

Diversity management aims to identify, appreciate, and make the most of differences in employees. These differences may include age, sexual orientation, physical ability, gender, race, and religion. Organizations that embrace diversity benefit from the new perspectives and ideas that diversity brings, as well as the increased employee morale that results from being recognized and valued for individual differences.

Therefore, the Access and Legitimacy paradigm is an essential component of an organization's diversity strategy.

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If you are interviewed by more than one person, you should send a thank-you note to _____.


each person in the interview

each person you see in the building

the first person you are introduced to

the person who is obviously leading the interview

Answers

Answer:

option A is correct.

i.e.

each person in the interview.

Explanation:

Because thank-you letter provides a simple but effective way to express gratitude to all the individuals you met with.

______ is the change in total utility that results from the consumption of one more unit of a product.

Answers

marginal utility is the change in total utility that results from the consumption of one more unit of a product.

The pleasure a consumer experience from each additional unit of consumption is known as marginal utility. It determines the utility after the initial product is consumed. The marginal utility is the benefit you receive from buying a second bottle of water after first purchasing one.

The general rule in economics is that marginal utility equals total utility change divided by the change in the number of goods. The equation looks like this: Total utility difference divided by the amount of commodities difference equals marginal utility.

The following is a list of the several types of marginal utility: marginal utility is positive. marginal utility 0 marginal utility that is negative.

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Percy’s GPA is 2. 75, so he should list it on his résumé. Please select the best answer from the choices provided T F.

Answers

The given statement that GPA of Percy is 2.75, so he should list it on his resume, is the false statement.

What is GPA?

The full name of GPA is the Grade Average Point. A GPA is the sum of all of the individual grade points earned throughout the degree program.

Graduate students are often obliged to have a certain GPA.

At the time of filling out a resume, there are several basic and necessary questions that a person should consider in order to meet the criteria that the client is searching for.

In terms of GPA, Percy's is comparable. It is not appropriate to include it on a resume unless specifically requested or required. Most of the time it isn't required, thus the given statement is false.

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Answer: False

Explanation:2.75 gpa is bad

ECON QUESTION !!

What is the overall objective of a business raising financial capital?(1 point)

A) decrease operating costs and increase the number of investors

B) increase revenues and the number of investors

C) reducing financial obligations and increase revenue

D) grow and increase profit

chapter 5 test, banking and finance...if you have all the answers that would be greatly appreciated

Answers

The main goal is to increase shareholder value as much as possible.

Businesses frequently make decisions that include spending money now while planning to turn a profit later. Examples are when a business purchases a machine with a 10-year lifespan, constructs a new facility with a 30-year lifespan, or launches a research and development initiative. Four basic methods exist for businesses to obtain the funding they require to fund these initiatives: (1) early-stage investors; (2) profit reinvestment; (3) bank or bond borrowing; and (4) stock sales. Business owners decide how to pay for financial capital sources when they select those sources.

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how did the revival led by charles g. finney empower the business class to assert authority over the working class?

Answers

A revival meeting appears to be a series or collection of worship sessions planned in Christianity with the goal of inspiring devoted members of such a universal church to inspire new converts.

Reviving old customs means bringing them back to life, embracing them, or utilizing them as currency to restore life, consciousness, vigor, power, etc.

Conducting a revival is a form of evangelism that consists of several actions intended to inspire a spiritual or moral awakening.

Robert Finney Of all the Second Great Awakening revivalists, Charles Grandison Finney was the most well-known. Not only did he organize revivals, but he also actively promoted, packaged, and marketed them. Instead than waiting for the Spirit to supply the appropriate moment like other preachers.

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cash receipts journals​

Answers

Answer: theyre handy!

Answer:

cool lol

Explanation:

Managemnet is not only art and science but also a profession.Explain

Answers

Answer:

Art is wonderful art is beautiful are is mysterious art is so much more...

Acceptance under the "mirror image rule" must be: a. unequivocal. b. unqualified. c. in absolute agreement with each and every term of the offer. d. all of the above.

Answers

The acceptance must mirror the offer in all material respects. Therefore, the correct answer to the question is d. All of the above.

The mirror image rule is a fundamental principle of contract law, which states that acceptance must be unequivocal, unqualified, and in absolute agreement with each and every term of the offer.

Any modification to the terms of the offer would be considered a counteroffer, and it would require a new acceptance to create a valid contract. The mirror image rule ensures that the parties have a meeting of the minds and that there is no confusion or ambiguity regarding the terms of the agreement. In conclusion, when accepting an offer, it is important to ensure that the acceptance meets all the requirements of the mirror image rule to create a binding and enforceable contract.

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What is the result of subtracting the project costs from the benefits and then dividing by the costs

Answers

The result of subtracting the project costs from the benefits and then dividing them by the costs return on investment ROI. This is further explained below.

What is a project?

Generally, Project is simply defined as a company that is well organized to accomplish a certain goal.

In conclusion, The return on investment (ROI) is calculated by dividing the expenses of a project by the benefits it generates.

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Explain how using non-local resources has affected the United States both environmentally and economically. The costs that are easiest to trace directly to products are:A. direct materials and direct labor.B. direct labor and overhead.C. direct materials and overhead.D. nonmanufacturing activities. What is the slope of the line that passes through the points (10, 2) and (19, 14)?Write your answer in simplest form. Ivanhoe Company needs to make adjusting entries for each of the following reconciling items. Identify the account to be debited and the account to be credited in each case. 1. A check for $52 written to the company by J. Jones was returned NSF. 2. The monthly service charge by the bank was $52. 3. The bank collected a $1,000 note plus interest of $75 on the company's behalf. The company had not accrued the interest. McKenna offers to sell Lori her collection of hand-painted European tiles. Before Lori has a chance to accept, McKenna says, "Sorry, I changed my mind. Im not going to sell the tiles." McKenna has just made: Find the 50th term of the sequence: 65536,49152,36846,27648 The more friends a romantic couple shares, the stronger they may perceive their commitment.A. TrueB. False Pls help me I need to pass an rlc circuit has a capacitance of 10 f, an inductance of 30 mh, and a resistance of 75 . what is the angular frequency at which the circuit oscillates? People who are ideologically right of center are called: Conservative Socialists Liberal Radicals An earthquake strikes in an isolated area is without food or water. Three crews arrive. One can dispense needed supplies and 35 hours, a second and 70 hours, and a third in 10 hours. How long will it take all three crews working together to dispense food and water? I neeed a sonng for music class pls help give me ideas A construction crew is lengthening a road that originally measured 45 miles. The crew is adding one mile to the road each day. The length, L (in miles), after d days of construction is given by the following function.L(d)=45+dWhat is the length of the road after 23 days? what is the form of complementary and alternative medicine (cam) therapy that might include increasing consumption of vegetables, abstaining from salt, and taking periodic steam baths? A scrum master is responsible for estimating a work package that has a significant amount of uncertainty associated with the time and cost to complete. Due to the uncertainty involved he will be making a low, an average and a high estimate. He is using which estimating approach?a. Apportion method b. Range estimating c. Learning curve d. Parametric procedures applied to specific tasks e. Template method Find the temperature at the bottom of the Denmark Strait cataract fall which is 11, 500 feet tall. The water temperature on the top of the fall is 10.0 degree C. Which nursing interventions will minimize a patient's voluntary guarding during the palpation required of an abdominal assessment? (select all that apply.) Design a PV system for a village requires 20,000 liters of water per day for community watersupply. Assuming a year-round average insolation of 8 kWh/ m2.day. The followinginformation is available:PV panels: Solarex panels 17.5 V and 3.6 A at standard insolation of 1000 W/m2 and 25C.Submersible Pump: Grundfos multistage pump input 105 V DC, 9 A, 30% efficiencyDraw the system schematic and check that the system will meet the requirements Prepare an answer sheet with the column headings shown here. For each of the following transactions or adjustments, indicate the effect of the transaction or adjustment on the appropriate balance sheet category and on net income by entering for each account affected the account name and amount and indicating whether it is an addition (+) or a subtraction (-). Transaction a has been done as an illustration. Net income is not affected by every transaction. In some cases only one column may be affected because all of the specific accounts affected by the transaction are included in that category. a. Accrued interest revenue of $28 on a note receivable. b. Paid $2,700 in cash as an advance rent payment for a short-term lease that covers the next four months. c. Recorded an adjustment at the end of the first month (in b) to show the amount of rent "used" in the month. d. Inventory was acquired on account and recorded for $850. Perpetual inventory is maintained. Highly authoritarian and delegative leaders foster bullying more thandemocratic leaders.