If a foreign broker-dealer that does not have U.S. based operations wishes to solicit customers in the United States, the broker-dealer:I. must establish an SEC-registered U.S. subsidiaryII. is not required to establish an SEC-registered U.S. subsidiaryIII. can effect its business through another registered U.S. broker-dealerIV. cannot effect its business through another registered U.S. broker-dealer
Answers
Answer: I. must establish an SEC-registered U.S. subsidiary.
III. can effect its business through another registered U.S. broker-dealer.
Explanation:
If a foreign broker-dealer that does not have U.S. based operations wishes to solicit customers in the United States, the broker-dealer must establish an SEC-registered U.S. subsidiary and can also effect its business through another registered U.S. broker-dealer.
Related Questions
What differentiates the master builder approach prior to the Renaissance from later approaches?
A. The architect and engineer roles are clearly separated into separate project phases.
B. Knowledge is confined to particular individuals and not shared or formalized into a recognizable set of standards.
C. The engineering and construction roles dominated projects because architectural designs were so simple.
D. Projects do not depend on individual knowledge but leverage the total knowledge of the team.
Answers
Answer:
Design-Build, though not new as a delivery method for building projects, appears to be on the rise. Traditionally known as the Master-Builder method, it is a means of building where one party holds responsibility for both the design and the construction. The Master-Builder method was the only method before the now ubiquitous design-bid-build project structure. The Romans for example, famous for their roads, aqueducts, and amphitheaters, did not design a project, bid it out to subcontractors, and then select the low bidder to build it, but rather designed and built structures in a collaborative, somewhat simultaneous fashion. In building a house for a client during Colonial times, one party, such as a master carpenter, was responsible for delivering the general layout and exterior details, selecting structural members, and completing construction. In this way, the carpenter acted as the architect, engineer, and builder simultaneously. The concept of design, bid, and build arose out of the natural specialization of the architect, engineer, and builder in the post-1850s world, where modern structural engineering was born and separated from architecture, and architects and builders fully separated as distinct and separate entities.
Explanation:
thats what is said when i looked it up.....5 wedsits
Answer:
B. Knowledge is confined to particular individuals and not shared or formalized into a recognizable set of standards.
Explanation:
The intercultural Communication is very important in contemporary business world. However, it becomes Barriers to different groups of people who work in the same organization. Only the smart managers apply Intercultural Communication Competency to make every approach balance. You can interpret the above Paragraph in details in your own words.
Answers
Answer:
In today's globalized business world, intercultural communication is essential for success. However, cultural differences can also create barriers between people who work in the same organization. For example, different cultural norms, values, and beliefs can lead to misunderstandings and conflicts.
To overcome these barriers, smart managers need to develop intercultural communication competency. This means having the knowledge, skills, and attitudes needed to communicate effectively with people from different cultural backgrounds. For example, a manager might need to learn about different cultural customs, such as how to greet people or how to show respect.
Intercultural communication competency also involves being able to adapt to different communication styles. For example, some cultures may prefer indirect communication, while others may prefer direct communication. A manager who is able to adapt to these different styles can build trust and rapport with people from different cultural backgrounds.
Overall, intercultural communication competency is essential for managers who want to create a balanced approach to communication in their organization. By understanding and respecting cultural differences, managers can build strong relationships with employees, customers, and partners from around the world. This can lead to increased productivity, creativity, and innovation, as well as a more inclusive and diverse workplace.
45 Study the diagram and answer the questions that follow BUSINESS CYCLES AN Trend le 4.5 Study the diagram and answer the questions that follow. 4.5.1 What is the direction in which indexes move called? 4.5.2 Which model is illustrated in the diagram above? 4.5.3 Briefly describe the term business cycle. 4.5.4 Describe the peak of a business cycle. 4.5.5 Why is it important to determine the amplitude?
Answers
4,5,1. The phase is the direction in which indexes move
The business cycle4.5.3 The business cycle, also known as economic cycle, portrays the regular imbalances within economic activity over time. During these vicissitudes, there is usually periods of intensification (economic growth, ascending employment rates, and higher income) followed by demotion (economic decline, diminishing employment, and lower income).
These modulations are often steered by alterations such as customer consumption, corporeal investments, state expanses, and international market.
4.5.4 At the climax of any given business cycle, it marks the utmost extent reached before eventual weakening. This level denotes the end of the enlargement period and the commencement of the contraction phase.
During this zenith, the performance of the economy will be at or near its maximum power, unemployment numbers minimal, and cost increases possibly stirring due to augmenting needs for production and amenities.
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which of the following is a collaboration of software
Answers
Answer:
I dont see anything
Explanation:
Which of the
following
statements
would be true if
there was a large
immigrant
population
coming into the
country?
A. The will be a
shortage of workers.
B. There will be a
surplus of workers.
C. Unemployment will
decrease.
9
Answers
Answer:
B...................................
Paul’s grocery received 1,000 pounds of onion at $0.11 per pound. On the average, 3% of the onions will spoil before selling. Find the selling price per pound to obtain a makeup rate of 180% based on cost.
Answers
The selling price per pound for onions to obtain a makeup rate of 180% based on cost is $2.0350.
What is the selling price per pound for onions?Total Cost = Quantity * Cost per pound
Total Cost = 1,000 pounds * $0.11/pound
Total Cost = $110
Spoilage Quantity = 3% of Quantity
Spoilage Quantity = 3% of 1,000 pounds
Spoilage Quantity = 0.03 * 1,000 pounds
Spoilage Quantity = 30 pounds
Effective Quantity = Quantity - Spoilage Quantity
Effective Quantity = 1,000 pounds - 30 pounds
Effective Quantity = 970 pounds
Makeup Rate = 180%
Selling Price per pound:
= (Total Cost * Makeup Rate) / Effective Quantity
= ($110 * 1.80) / 970 pounds
= $2.03505/pound.
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what is commercial bank? in your own words.
Answers
What type of cost are batteries for the renewable-energy industry?
a. explicit cost
b. variable cost
c. implicit cost
d. fixed cost
e. marginal cost
Answers
The batteries will be recognized and treated as Fixed cost in the renewable energy industry.
Renewable-energy industry are the industry that generates power from the infinite resources provided by the nature.
The Renewable-energy industry can be divided into 5 and includes hydroelectric power, wind power, bio-energy, solar energy and geothermal energy industry.Industries like Solar Energy industry often use Batteries to store energy for usage when the Sun foes down.The batteries will be classified as Fixed Cost because its facilitate the day to day operations due the increase in demand for energy.
Therefore, in conclusion, the correct answer is D.
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what dose persuasive mean?
Answers
Answer:
its a word that means that you're good at convincing people to do things
15) Hallowell Inc. has free cash flow of $2.5 million and 1.25 million shares outstanding. If you believe the price to cash flow ratio for this company should be 11, what is the highest price you should pay for the stock?
Answers
Answer:
The highest price for the stock is $22.00
Explanation:
Hallowell Inc has a free cash flow of $2.5 million and 1.25 million shares.
The cash flow ratio for the company is 11.
Solution:
For one stock the cash flow ratio is 11.
Then the highest price we should pay is $22.00.
So we should pay $22.00 for one stock.
Therefore the highest price we should pay for the stock is $22.00
The additional benefit of producing one more roast beef sandwich at a local deli is $3. The additional cost of producing one more roast beef sandwich is $3. To improve allocative efficiency...
a) producers should produce one more roast beef sandwich because MB > MC.
b) producers should produce one more roast beef sandwich because MB equals MC.
c) producers should not produce one more roast beef sandwich because MB > MC.
d) producers should not produce one more roast beef sandwich because MB equals MC.
Answers
Answer:
Explanation:
b) producers should produce one more roast beef sandwich because MB equals MC.
Allocative efficiency occurs when the marginal benefit (MB) of producing a good or service is equal to the marginal cost (MC) of producing that good or service. In this scenario, the additional benefit of producing one more roast beef sandwich is $3 and the additional cost of producing one more roast beef sandwich is also $3. Since MB equals MC, producing one more sandwich would not result in a net loss or gain, and would therefore improve allocative efficiency.
Mrs. Harriett age 62, has the following receipts, accruals and expenses for the 2023
year of assessment:
Income R
Salary per month R18 000
Bonus for the year R22 000
Interest per annum from a local bank R23 000
Foreign interest R56 000
Dividends per annum from a South African Company R120 000
Foreign dividends per annum R45 000
Rental income per month R12 000
Gifts from friends on his 62nd birthday R3 700
Trade income from a part time business R180 000
Uniform allowance per annum R9 000
Annuity from a trust per annum R26 000
Commission per annum from a part time job R80 000
Inheritance of a building (market value) (Note 1) R550 000
Royalty from a book per annum R60 000
Foreign pension R120 000
Proceeds from the sale of a farm (Note 2) R600 000
War and disability pension (Note 3) R150 000
Restraint of trade receipt R350 000
Know-how receipt for her employer R120 000
Expenses:
Trade expense R22 000
Rental expense R19 000
Fees expenses for her children R19 000
Food and electricity expense for her household R4 500
Salaries/wages for her employee at the part-time business R60 000
Notes:
2
1) During the year, she inherited a building from her late Uncle. His Uncle started
in the Will that this building should never be sold by any member of the family.
2) Mrs. Harriett acquired this farm in 2008 at a cost of R200 000. She then sold
this farm during the 2019 year of assessment for the amount mentioned above.
3) Mrs. Harriett had been a member of the SANDF, she left the organization due
to an injury she sustained during war confrontation with Namibian Air Force.
Required:
You are required; to calculate the tax payable by Mrs. Harriett Norway for the
2023 year of assessment.
2023 tax year (1 March 2022 – 28 February 2023)
Answers
Tax payable by Mrs. Hariett for the given years are -
0% on the first R100,000
10% on the portion between R100,001 and R500,000
20% on the portion between R500,001 and R1,000,000
To calculate the tax payable by Mrs. Harriett for the 2023 year of assessment, we need to consider her various sources of income, expenses, and deductions. Please note that I will provide an estimation of the tax payable based on general tax rules. Actual tax calculations may vary depending on the specific tax laws and regulations of the country in question.
Here's a breakdown of Mrs. Harriett's income, expenses, and deductions:
Income:
Salary per month: R18,000 x 12 = R216,000
Bonus for the year: R22,000
Interest per annum from a local bank: R23,000
Foreign interest: R56,000
Dividends per annum from a South African Company: R120,000
Foreign dividends per annum: R45,000
Rental income per month: R12,000 x 12 = R144,000
Gifts from friends on her 62nd birthday: R3,700
Trade income from a part-time business: R180,000
Uniform allowance per annum: R9,000
Annuity from a trust per annum: R26,000
Commission per annum from a part-time job: R80,000
Inheritance of a building (market value): R550,000
Royalty from a book per annum: R60,000
Foreign pension: R120,000
Proceeds from the sale of a farm: R600,000
War and disability pension: R150,000
Restraint of trade receipt: R350,000
Know-how receipt for her employer: R120,000
Expenses:
Trade expense: R22,000
Rental expense: R19,000
Fees expenses for her children: R19,000
Food and electricity expense for her household: R4,500
Salaries/wages for her employee at the part-time business: R60,000
Deductions:
Medical expenses (if applicable)
Retirement annuity contributions (if applicable)
Now, let's calculate the taxable income and the tax payable based on the tax rates applicable for the 2023 tax year in Norway. Please note that I will assume the tax rates based on general knowledge and not specific to Norway's tax rates.
Calculate the taxable income:
Total Income: R216,000 + R22,000 + R23,000 + R56,000 + R120,000 + R45,000 + R144,000 + R3,700 + R180,000 + R9,000 + R26,000 + R80,000 + R550,000 + R60,000 + R120,000 + R600,000 + R150,000 + R350,000 + R120,000 = R3,260,700
Total Expenses: R22,000 + R19,000 + R19,000 + R4,500 + R60,000 = R124,500
Taxable Income: R3,260,700 - R124,500 = R3,136,200
Apply the applicable tax rates to the taxable income:
Based on the assumed tax rates, let's assume a progressive tax structure with the following tax brackets and rates:
0% on the first R100,000
10% on the portion between R100,001 and R500,000
20% on the portion between R500,001 and R1,000,000
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Which go where? Put the letter next to the right one , there could be the same letter for each one more than once
Answers
Answer:
Explanation:
Which go where? Put the letter next to the right one , there could be the same letter for each one more than once 1 in 1 is 2 cookies so if o eat one cookie you have one cookie
Renta Corporation purchased equipment in 2019 for $180000 and has taken $83000 regular MACRS depreciation.Renta Corporation sells the equipment in 2021 for $110000. What is the amount and character of Rent's gain or loss?
Answers
The amount and character of Rent's gain or loss is: $13,000 ordinary gain
Based on the information given the corporation equipment gain will be subject to § 1245 depreciation recapture.
First step is to calculate the Adjusted basis
Adjusted basis=Cost-Depreciation
Adjusted basis=$180,000 − $83,000
Adjusted basis=$97,000
Second step is to calculate the gain
Ordinary gain = Selling price- Adjusted basis
Ordinary gain=$110,000 − $97,000
Ordinary gain=$13,000 gain
Inconclusion the amount and character of Rent's gain or loss is: $13,000 ordinary gain
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What is the correct ICD-10-CM code for Obstructive hydrocephalus ?
Answers
Answer:
G91.1
Explanation:
It is a billable code.Simply it's too specific as there are unique ICD codes.It can be used for reimbursement process at any cause.What are three advantages and three disadvantages of globalization
Answers
Why is it important to demonstrate a positive work attitude in the workplace?
to be seen as trustworthy and reliable
to be seen as coachable and flexible
to be seen as willing to delegate tasks
to be seen as easily persuadable
Answers
Answer:
To be seen as trustworthy and reliable
Explanation:
Cause in a working environment, you want to be known as a trustworthy, and reliable worker. Which allows you to have much more career possibilitties.
Answer:
A. to be seen as trustworthy and reliable
Explanation:
i just took the test
Explaining your business partner has decided he wants to merge your business-healthy foods-with former competitor beta burger. He’s told you about the advantages, but you’ve got your doubts. What possible disadvantages about the merger would you explain to your partner before you both make your decision?
Answers
Prior to deciding upon a merger with Beta Burger, certain potential drawbacks should be examined:
What possible disadvantages about the merger would you explain to your partner before you both make your decision?Brand Misrepresentation: Merging with a formerrival could bewilder patrons regarding the values of your business. They may possibly associate it with cheap fast-food outlets, conversely deterring those desirous of eating healthy meals.
Cultural Contradiction: Should the cultures at both companies be contrary in nature, it could result in arguments and an absence of collaboration among workers from either side. This discord could then have an adverse impact on morale and productivity for the staff.
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g Patrick hires Alicia as an agent to sell a piece of property he owns. The price is to be at least $30,000. Alicia discovers that because a shopping mall is planned for the area where Patrick's property is located, the fair market value of the property will be at least $46,000 and could be higher. Alicia forms a real estate partnership with her cousin Karl, and she prepares for Patrick's signature a contract for sale of the property to Karl for $31,850. Patrick signs the contract. Just before closing and passage of title, Patrick learns about the shopping mall and the increased fair market value of his property. Patrick refuses to deed the property to Karl. Karl claims that Alicia, as agent, solicited a price above that agreed on when the agency was created and that the contract is therefore binding and enforceable. Discuss fully whether Patrick is bound to this contract.
Answers
Patrick is not bound to this contract.
Since Alicia is not been sincere with Patrick about the price of the building because the contract agreement was breached by her which means that Patrick will not in any way be bound to this contract.
Alicia was to supposed to inform Patrick about any new things that arise concerning the building because the building was own by Patrick.
Hence Alicia cannot be trusted because she is not faithful to Patrick based on the fact that she did not put her principal who is Patrick interest first which inturns means that she has violated the rule of fiduciary duty.
Inconclusion Patrick is not bound to this contract.
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Which type of company only spends money when absolutely necessary?
Answers
When applying for a loan, what should you do?
A) You should borrow from an institution close to your home.
B) You should wait until you have a long credit history.
C) You should go to a state that has low interest rates.
D) You should shop around for the best overall deal.
Answers
Answer:
c
Explanation:
You have discovered that one of you closest friends at work has stolen a large sum of money from the company. Would you do nothing? Go directly to an executive to report the incident before talking about it with the offender? Confront the individual before taking action? Make contact with the individual with the goal of persuading that person to return the money?
Answers
Answer:I would recommend confronting the individual before taking any action. It is important to first discuss the issue with the offender to understand the situation and whether it was intentional and deliberate. If the offender is uncooperative or unwilling to return the money, then the next step would be to go directly to an executive to report the incident.
Explanation:
Which type of bond is sold at face value?
SEP
CD
Series I Savings Bond
Series EE Savings Bonds
Answers
The type of bond sold at face value are Series I savings bond and Series EE savings Bonds.
An IOU-like debt security is called a bond. Borrowers issue bonds to attract capital from investors ready to extend a loan to them for a specific period of time. When you purchase a bond, you are making a loan to the issuer, a corporation, a government, or a municipality.
Governments and businesses both issue bonds to raise money. By purchasing a bond, you are making a loan to the issuer, who agrees to repay the face value of the loan on a specific date and you pay along the way, you will receive periodic interest payments—typically twice a year.
The correct answer are both "3rd and 4th" option.
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discuss five engagement-specific controls to be instituted by an audit firm to ensure quality control
Answers
The five key engagement-specific controls that an audit firm can implement to guarantee quality control throughout an engagement include adequate planning, risk assessment, supervision, documentation, and review.
These measures are taken to ensure the review is completed as per evaluating guidelines and that the ends came to are enough upheld by the accessible information. A survey likewise assists with guaranteeing that the review was completed as per inspecting norms.
Planning aids in characterizing the review's extension, laying out client assumptions, and successfully distributing assets and time. The foundation of fitting strategies to address potential dangers connected with the client's fiscal summaries is supported by risk appraisal.
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Which of the following allows employeks to engage in collective bargaining even if they are not formally
unionized?
Answers
Answer: Wagner Act.
Explanation:
The Wagner bill intended to create a unique independent agency made up of three divisions appointed by the President and approved by the Senate-to strengthen worker rights rather than arbitrate disputes.
The general aim of the Wagner Act was to guarantee employees “the right to self-organization, to grow, merge, or support labor unions, to negotiate collectively through representatives whom they chose, and to take part in collective activities for collective agreement or other mutual support and security."
The Taft-Hartley Act of 1947 weakened the Wagner Act, passed by Congress controlled by Republicans over the veto of Democratic Pres. Harry S. Truman.
Please post detailed answers to the following questions. Please use complete sentences.
A market economy thrives on supply and demand, where sellers and buyers participate in the marketplace in an exchange relationship together. Sellers supply products and services to satisfy the demand of buyers until they reach the equilibrium point. Using a product you are familiar with, discuss how supply and demand works.
Answers
The interplay between supply and demand in a market economy determines the price and quantity of a product as sellers and buyers participate in the marketplace in an exchange relationship.
How do supply and demand work?In a market economy, supply and demand determine the price and quantity of a product. Let's take smartphones as an example.
When consumers want to buy more smartphones at a given price, the price tends to rise, and manufacturers increase their production to meet the demand.
When consumers want to buy fewer smartphones, the price tends to decrease, and manufacturers reduce their production.
Supply and demand are constantly adjusting to each other based on market conditions, such as consumer preferences and purchasing power, price of the commodity, to reach an equilibrium point where supply meets demand.
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A financial analyst learns that the Bank of England has just issued a new bond that promises to pay £1,000 in one year’s time when it matures. If the market interest is 5% per year,
(a) Calculate the no-arbitrage price of the bond.
(b) If the bond is trading for £952.20 at the moment, what trading strategy should
the financial analyst follow?
(c) What do you think will happen to the bond’s price?
Please explain any formulas or theories used, thanks a lot!
Answers
Answer:
the price will go lower and I know how much it would be
Which of the following markets is an example of monopolistic competition?
Answers
Answer: The restaurant industry
Explanation:
Answer:A new pizza shop promotes a unique new flavor of ice cream
________is the interest that the bank pays you on the principal plus on the_________ that you earned the preceding year.
Answers
Answer:
Compound interest; interest.
Explanation:
Compound interest can be defined as the interest that the bank pays you on the principal plus on the interest that you earned the preceding year. Thus, it is simply calculated by adding an interest to the initial principal i.e compounding the interest rather than withdrawal.
Mathematically, compound interest is given by the formula;
\( A = P(1 + \frac{r}{n})^{nt}\)
Where;
A is the future value.
P is the principal or starting amount.
r is annual interest rate.
n is the number of times the interest is compounded in a year.
t is the number of years for the compound interest.
Answer:
its compound interest and interest
Appliance Center is an experienced home appliance dealer. Appliance Center also offers a number of services for the home appliances that it sells. Assume that Appliance Center sells ovens on a standalone basis. Appliance Center also sells installation services and maintenance services for ovens. However, Appliance Center does not offer installation or maintenance services to customers who buy ovens from other vendors. Pricing for ovens is as follows.
Oven only $800
Oven with installation service 850
Oven with maintenance services 975
Oven with installation and maintenance services 1,000
In each instance in which maintenance services are provided, the maintenance service is separately priced within the arrangement at $175. Additionally, the incremental amount charged by Appliance Center for installation approximates the amount charged by independent third parties. Ovens are sold subject to a general right of return. If a customer purchases an oven with installation and/or maintenance services, in the event Appliance Center does not complete the service satisfactorily, the customer is only entitled to a refund of the portion of the fee that exceeds $800.
a. Assume that a customer purchases an oven with both installation and maintenance services for $1,000. Based on its experience, Appliance Center believes that it is probable that the installation of the equipment will be performed satisfactorily to the customer. Assume that the maintenance services are priced separately (i.e., the three components are distinct).
b. Identify the separate performance obligations related to the Appliance Center revenue arrangement.
Answers
Answer:
Answer is explained in the explanation section.
Explanation:
Solution:
Data Given:
Price of Oven Only = $800
Price of Oven with installation services = $850
Price of Oven with maintenance services = $975
Price of Oven with Installation and maintenance = $1000
So, with this data, we can calculate the total price of the oven:
Total Price = $800 + 50 + 175 = 1025
Now, we need to find out the allocation of price to the oven by using the following formula:
PA = Price Allocation
PA = (Price of Oven Only divided by Total Price) multiplied by the Price paid by the customer.
So,
We have all the values, just plugging in the above equation:
PA = \(\frac{800}{1025}\) x $1000
PA = $780.48 is the price allocation for Oven.
Similarly, we need to find the Price allocation of maintenance services:
PA = (Price of maintenance Only divided by Total Price) multiplied by the Price paid by the customer.
PA = \(\frac{175}{1025}\) x 1000
PA = $170.73 is the amount that must be allocated to the maintenance services.
Similarly, for Installation services:
PA = (Price of installation Only divided by Total Price) multiplied by the Price paid by the customer.
PA = \(\frac{50}{1025}\) x 1000
PA = $48.78 is the price allocation for installation services.