which of the following transactions would not be exempt under the uniform securities act? a) a registered dealer sells canadian government securities to a retail client. b) a customer calls his broker-dealer and submits an order to purchase a specific security. c) the executor of an estate sells securities to liquidate the property. d) securities are sold that were collateral for a defaulted loan.
Answers
If a consumer phones his broker-dealer and places a purchase order for a particular security, the transaction would not be exempt under the uniform securities legislation.
Which of the following transactions is not exempt under the Uniform Securities Act?Broker/dealers and agents must be registered in every state where offers or sales take place, barring circumstances that would warrant an exemption. Every security, unless it is an exempt security or is sold in an exempt transaction, must also be registered. The Canadian government bond is an exempt security, but the agent still needs to be licensed in every state where a sale offer is being made. It is not necessary to register the security because the sale to the financial institution is an exempt transaction.
The agent would, however, need to be registered unless otherwise excluded. The following transactions are excluded from the Uniform Securities Act (USA): placements made privately single-issuer transactions. Unwanted transactions involving non-issuers. The sale to a single client is not an exempt transaction, despite the fact that the bonds are an exempt security.
Therefore the correct answer is option b ) a customer calls his broker-dealer and submits an order to purchase a specific security.
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Related Questions
Implicit costs are O not measured in terms of dollars. O always greater than explicit costs O always paid out of pocket. never greater than explicit costs. O the opportunity cost of the means of production.
Answers
Implicit costs are not measured in terms of dollars or euros and are the opportunity cost of the means of production.
They are not always greater than explicit costs and are not paid out of pocket like explicit costs. Explicit costs are the costs that are directly paid out of pocket for production, such as wages, rent, and materials. Therefore, it is possible for implicit costs to be less than explicit costs, but they are still an important consideration in determining the total costs of production. They represent the opportunity cost of the means of production, which includes factors such as the owner's time, labor, and any resources used that are not explicitly paid out of pocket. Unlike explicit costs, which involve direct monetary transactions, implicit costs are more indirect and not always easily quantifiable.
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The we love books publishing company is this a publishing company, if so then how do I get to there web site
Answers
Answer:
www.welovebooks.net
Explanation:
You can simply type "We Love Books publishing company" in a search engine and it will show up as the second link. If not then you can just type the name of the website in the browser's search bar to take you straight to their web site which is www.welovebooks.net , They design and publish different books as well as magazines, product catalogues and corporate publications. The website also has a contact option so that you can contact them directly and make requests.
If you find math easy to understand, you probably have a(n) _____ related to math concepts
Answers
If you find math easy to understand, you probably have a(n) aptitude (c) related to math concepts.
An individual's innate talents and skills for studying or doing particular tasks in many fields are known as aptitudes. An aptitude may be, for instance, the capacity to sing well. Most people possess a variety of related skills, such as the ability to sing, read music, and play an instrument. Due to the fact that aptitude is a natural talent, it differs from skill. It comes naturally and with ease.
It comes naturally to you. Aptitude cannot actually be improved precisely, unlike a skill that can be practiced or information that can be learned. While IQ tests measure overall intelligence, aptitude tests measure intelligence in more specialized domains including mental stamina, linguistic ability, and mathematical aptitude.
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If you find math easy to understand, you probably have a(n) _____ related to math concepts.
-interest
-career
-aptitude
-none of the above
Why is liability an especially important type of car insurance?
Answers
Answer: If you cause a car accident, liability insurance will cover injuries to other people and damage to their property. Liability car insurance, sometimes called "third-party" coverage, is one of the most important types of car insurance.
Explanation:
When performing the "Incremental ROR analysis" of multiple mutually exclusive alternatives, the first step is to order all the alternatives from the largest to the smallest initial investment.
O True
O False
Answers
Answer:
True
Explanation:
Mutually exclusive is a situation where two projects cannot be incorporated together. These are independent projects which needs to be selected based on their risk and return. The first step is to list the projects according to their initial investments.
Which sentence in the passage is an example of a real-world situation that could restrict Martha’s decisions?
Martha is in her late teens. She lost her father in the war several years ago. Just like her father, Martha wants to join the military and serve her country. However, Martha has several obstacles in her path. Martha’s mother is overly protective of her daughter and has always tried to keep her safe. Also, Martha is still tormented by the memories of the war and her father’s absence. To make matters worse, Martha might not qualify for the military because of her petite and fragile frame.
Answers
"Martha is in her late teens. She lost her father in the war several years ago. Just like her father...." the sentence in the passage is an example of a real-world situation that could restrict Martha’s decisions "To make matters worse, Martha might not qualify for the military because of her petite and fragile frame.". This is further explained below.
What is a passage?Generally, a passage is simply defined as a part or chunk of a piece of writing.
In conclusion, Martha in the passage Martha saw a real-world situation and this was "To make matters worse, Martha might not qualify for the military because of her petite and fragile frame." was on that could that restrict Martha’s decisions
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Answer:
Martha might not qualify for the military because of her petite and fragile frame.
Explanation:
I took the test! Correct in Edmentum!
what makes recession and recover different?
Answers
The thing that makes recession and recover different is that Economic recovery serves as the business cycle stage which do follow recession .
What is recession and recovery?Recession and recovery can be described as the economuic terms that is been used by the ecconomist whereby the recession can be seen as the period of economic meltdown where there is usually a high inflation of goods as well as services.
It should be noted that the recovery period do follow the reccession which can be described as the sustained period of improving business activity that can happen in a country.
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how can a reduction in taxation be used to influence aggregate demand
Answers
Answer:
shifting the aggregate demand curve to the right.
Explanation:
Which section of the bankruptcy code discusses the automatic stay?
Answers
Bankruptcy Code Section 362 discusses the Automatic Stay.
Multiple bankruptcy filings in a year can be a sign that the bankruptcy system is being manipulated. You'll need to demonstrate the validity of your repeat filing.
Unless you, the trustee, the U.S. Trustee, or a creditor ask for the stay to extend, it will expire after 30 days if you filed for bankruptcy the previous year.
As long as your bankruptcy case is pending, an automatic stay will stop foreclosure actions.
However, unlike with foreclosure, the relief provided by stays is not as long-lasting for tenants. Although there may be a temporary reprieve from eviction, the landlord may ask for the stay to be lifted while the bankruptcy case is still pending.
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Suppose the CPI was 110 last year and is 121 this year.
Instructions: In part a, enter your answer as a whole number. In part b, round your answer to 1 decimal place. If you are entering any negative numbers be sure to include a negative sign (-) in front of those numbers.
a. What is this year's inflation rate? __________ percent
b. In contrast, suppose that the CPI was 110 last year and is 108 this year. What is this year's inflation rate? __________ percent
c. What term do economists use to describe this second outcome?
Answers
a. What is this year's inflation rate? 10%. percent. This year's inflation rate can be calculated using the following formula: Inflation rate = (CPI this year - CPI last year) / CPI last yearIn this case, CPI last year was 110, and CPI this year is 121. Using the formula, Inflation rate = (121 - 110) / 110Inflation rate = 0.1 or 10% Therefore, this year's inflation rate is 10%.
b. In contrast, suppose that the CPI was 110 last year and is 108 this year. this year's inflation rate is -1.8%.percent
What is this year's inflation rate?This year's inflation rate can be calculated using the same formula: Inflation rate = (CPI this year - CPI last year) / CPI last yearIn this case, CPI last year was 110, and CPI this year is 108. Using the formula, Inflation rate = (108 - 110) / 110Inflation rate = -0.018 or -1.8% (rounded to one decimal place)Therefore, this year's inflation rate is -1.8%.
c. What term do economists use to describe this second outcome?When the CPI decreases, economists refer to it as deflation.
Therefore, the term used to describe the second outcome is deflation.
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True or false: the type and extent of documentation depends on the nature of the business's products and processes as well as the nature of the organization.
Answers
The type and extent of documentation required by a business depend on several factors. The statement is true.
Firstly, the nature of the business's products and processes plays a crucial role. Complex or highly regulated industries, such as pharmaceuticals or aerospace, often require extensive documentation to ensure compliance, quality control, and safety. On the other hand, less complex industries may have less stringent documentation requirements.
Secondly, the nature of the organization itself influences documentation needs. Large corporations typically have more elaborate documentation systems due to their size, multiple departments, and hierarchical structure. Startups or small businesses may have simpler documentation processes, focusing on essential procedures and policies.
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With regard to suppliers, just-in time typically require: Group of answer choices buyer inspection of all goods and materials. delivery of large lots at regular intervals. the lowest price possible. multiple sources from which to purchase. long-term relationships and commitments.
Answers
Answer: long-term relationships and commitments.
Explanation:
Just in time typically implies long-term relationships and commitment. It requires a good understanding of the supplier and the manufacturer in terms of the quantity and the swiftness with material delivery. When there is a misunderstanding between the manufacturer and the supplier, delivery cones to a halt. This is why there's a need for a long lasting relationship and commitment.
a scenario involving functions of a business
Answers
Scenario Analysis
Scenario AnalysisExploring Different Futures
Imagine that you're facing a really important decision. It's one that could fundamentally affect your personal life, or determine the future of your business.
You've crunched the numbers and looked at the data, and everything seems fine. But deep down, you dread what might go wrong.
No one has a foolproof vision of the future, and even if your instincts are good, the outcomes that you predict could be disrupted by a range of different factors. On the other hand, things may turn out far better than you expected!
In this article, we explore how Scenario Analysis can bring these hopes and fears into the open, give you a rational framework for exploring them, and enable you to make the best possible choices.
Types of Scenarios
Challenging your assumptions about the future, and basing your plans and decisions on the most likely outcomes, means that your decisions will more likely be sound, even if circumstances change.
But what are the most likely outcomes? Author and corporate strategist Peter Schwartz, one of the pioneers of scenario thinking, identified the following common scenarios:
Evolution: all trends continue as expected. Things gently move toward a predictable end point.
Revolution: a new, disruptive, factor fundamentally changes the situation.
Cycles: what goes around comes around. Boom follows bust follows boom follows bust.
Infinite Expansion: exciting trends continue. Think of the computer industry in the 1950s.
Lone Ranger: the triumph of the lone hero against the forces of inertia.
My Generation: changes in culture and demographics affect the situation.
Which of these is a disadvantage of owning your own business?
A. You set your own rules, hours, and direction of your business.
B. You can work in the field you love best.
C. When your business makes money, you profit the most.
D. When your business loses money, you are responsible for the debt.
Answers
Answer:
D
Explanation:
If you own the business, and you experience a loss, you are responsible for the loss. The other answers are positive advantages
TRUE/FALSE. intangible assets derive their value from the right (claim) to receive cash in the future.
Answers
The statement is false as intangible assets do not derive their value from the right to receive cash in future.
An asset which is not physically tangible is said to be abstract or intangible. Intangible assets encompass goodwill, brand recognition, and proprietary information like inventions, copyrights, and royalties. Contrasted with tangible assets like property investment, transportation, equipment, and stock are intangible assets. Financial assets like stocks and bonds are also regarded as tangible assets because they receive their value from contractual rights. The right (claim) to receive money in the future is what gives intangible assets their worth. Intangibles produced internally are documented at cost. Intangible assets created internally are initially recorded at fair value. Expected residual values shouldn't affect how long intangible assets have to be used before being amortised.
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What is a firm or individual providing financial capital to small businesses in exchange for an ownership stake in the company called?
Answers
In return for a share, a venture capitalist (VC) is a private equity investor who provides capital to businesses with significant growth potential. This might entail funding new projects or assisting small business that want to grow and yet due to lack of access to asset prices.
What do you call someone who invests capital in some kind of a business?
An investor is someone who invests money in the hope of making a profit or gaining an advantage down the road (interest).
Who are the three varieties of capital referred to as?
Businesses of various sizes generally prioritize three types of funding when creating a budget: working capital, capital ratio, and bank loans. Trading investment is identified as a determined by the frequency by a financial company.
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Have you seen Zack Snyder's Justice League on HBO Max?
Answers
Answer:
YES!
Explanation:
IT WAS AMAZING I WANT MORE DC FILMS LIKE THAG I DON'T CARE IF ITS ON HBO MAX I WANT MORE
In your own words, explain why we pay taxes.
Answers
Answer: To help support public schools and the economy.
Explanation:
A company's only product sells for $150 per unit. Its variable costs per unit are $100, and its fixed costs total $75,000. What is its contribution margin per unit? $50 $250 $100 $150 A company's forecasted sales are $300,000 and its sales at break-even are $180,000. Its margin of safety % is: 40% 50% 67% 16.67% If selling price can be increased without impacting unit variable costs or total fixed costs, then breakeven will decrease remain constant increase
Answers
The margin of safety percentage is 40%.
The contribution margin per unit can be calculated by subtracting the variable costs per unit from the selling price per unit.
Contribution Margin per Unit = Selling Price per Unit - Variable Costs per Unit
Contribution Margin per Unit = $150 - $100
Contribution Margin per Unit = $50
Therefore, the contribution margin per unit is $50.
To calculate the margin of safety percentage, we need to use the formula:
Margin of Safety % = (Actual Sales - Break-Even Sales) / Actual Sales * 100
Given that the forecasted sales are $300,000 and the sales at break-even are $180,000, we can plug in these values into the formula:
Margin of Safety % = ($300,000 - $180,000) / $300,000 * 100
Margin of Safety % = $120,000 / $300,000 * 100
Margin of Safety % = 40%
If the selling price can be increased without impacting unit variable costs or total fixed costs, then the break-even point will decrease. This is because a higher selling price will contribute more towards covering the fixed costs, reducing the number of units needed to reach the break-even point.
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Because attempting to define a particular market can be difficult and controversial, the Federal Trade Commission has begun to look less at market share and more at the data on actual market definition competition between businesses selective anti-competitive industry practices Herfindahl Hirschman Index numbers You are a birder (birdwatcher) and your neighbor has put up several birdhouses in her yard and also planted trees and flowers that attract birds. Is this an example of a negative or a positive externality? neither a positive nor a negative externality positive externality negative externality both a positive and negative externality Which of the following is considered to be one of the shortcomings of command-and- control regulations? They provide incentives for a firm to go beyond the pollution limits set by the government. They can specify what type of pollution-control technologies must be used. They often have politically motivated loopholes. They specify how much pollution can be emitted.
Answers
This is an example of a positive externality.
Positive externalities occur when the actions of one party generate a benefit for other parties.
In this case, your neighbor's actions are providing an additional benefit of attracting birds, which creates a positive benefit for birders in the area.
A shortcoming of command-and-control regulations is that they often have politically motivated loopholes, as the regulations are often established through legislative or executive action and may contain exemptions or exceptions that can be taken advantage of.
Additionally, they specify the maximum amount of pollution that can be emitted without providing incentives to go beyond those limits.
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derran is being examined under oath by an opposing parts attorny this process is known as
Answers
The plaintiff sends Penelope a list of written inquiries, to which she is required to respond under oath. Interrogatories are the name for this.
Written inquiries made from one party to another in a civil case are known as interrogatories. They can aid the parties in understanding the facts, evidence, and arguments in the case and are used to acquire information that is pertinent to the case. As they enable parties to gather information from other parties without having to call witnesses to the stand, interrogatories are a crucial aspect of the discovery process. Interrogatories can range from straightforward asks for fundamental details like a person's name, address, or date of birth to more complicated questions requiring thorough responses. The plaintiff sends Penelope a list of written inquiries, to which she is required to respond under oath. Interrogatories are the name for this.
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The particular market segment your company is trying to sell your products or services to is your _________
Answers
Answer:
Target Market
Explanation:
The target market is the people that a business has identified as potential buyers of its products and services. It is the group of customers that a business targets with its advertising messages. Therefore, the target market is that group of customers that a business expects to buy its products. A target market consists of existing and potential customers.
What do you mean by ECONOMIC
Answers
Answer:
Economics is a social science concerned with the production, distribution, and consumption of goods and services.
The application of scientific knowledge to the development and improvement of goods and services is generally referred to as ______. Multiple choice question. technology information production
Answers
Answer:
Technology.
Explanation:
As the definition is seen above, these qualities are directed towards technology. Technology has advanced produce and sales of goods and services a lot. It shows itself in fastening and making production easier. And also in different other forms that come as advertising, E-commerce, communication etc. Orders of certain goods are been sent thousands miles away from the producing country and are seen to be received safe and sound at the other end of the purchase country. Also adverts can be seen of a Chinese product in far away Africa through television commercials and also internet.
Conducting a search of the store is part of store closing duties. Why?
Answers
1. Everything is in place
If things are not in place in a store, things would be very messy when opening the store the next day. Conducting a search of the store to see if everything is in place also ensures that no merchandise was stolen, and if so, persecution would be followed through with accordingly.
2. There is nobody trespassing/lurking
Conducting a search of the store is part of store closing duties because it assures workers that nobody is lurking in the shadows or intruding without the attention of any employee. Trespassing is illegal in most places, and it is a severe felony in some places. Whenever a store attendant is unaware of somebody who is in the store without permission, countless things can happen that do not work in favor of benefitting the business. However, conducting a search of the store during closing time would eliminate this concern.
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LearnCo LearnCo manufactures and sells one product, an abacus for classroom use, with two models, the Basic model and the Deluxe model. The company began operations on January 1, 20Y1, and is pla preparing budgets from its master budget. The company is trying to decide how many units to manufacture, how much it might spend on direct materials and direct labor, and what their factory overhead expenses might be. In addition, the co administrative costs, and in creating a budgeted income statement showing a prediction of net income for 20Y2. You have been asked to assist the controller of LearnCo in preparing the 20Y2 budgets.
Answers
The unit price for the basic abacus is $ 7.00 and the unit price for the deluxe abacus is $ 13.00. In total, 36,000 units of each are sold per year.
To know the number of units that are sold per year of the basic abacus, it is necessary to divide the total profits ($ 252,000) in the price per unit of each basic abacus ($ 7.00)
$ 252,000 / $ 7.00 = 36,000This means that 36,000 units of each type of abacus are sold per year. On the other hand, to know the unit value of each deluxe abacus, it is necessary to divide the total deluxe abacus sales ($ 468,000) by the number of deluxe abacus units sold per year (36,000)
$ 468,000 / 36,000 = $ 13.00So each deluxe abacus unit is worth $ 13.00. In total, buying one unit of each abacus would be worth $ 20.00
Note: The question is incomplete because there is some information missing. Here is the missing information:
You have been asked to assist the controller of LearnCo in preparing the 20Y2 budgets.
Sales Budget
The sales budget often uses the prior year’s sales as a starting point, and then sales quantities are revised for various factors such as planned advertising and promotion, projected pricing changes, and expected industry and general economic conditions. LearnCo has completed reviewing its prior year’s sales and has prepared the sales budget below.
After reviewing LearnCo’s sales budget, you note that three numbers have been omitted. The company’s controller has told you that the units sold for the Basic and Deluxe models are expected to be the same. Fill in the missing amounts.
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Express the elements in pointwise which are required in employment notice
Answers
It's too short. Write at least 20 characters to explain it well.
List the six areas of interest.
Answers
Answer:
Six areas of interest are: building,thinking,creating,holding, persuading and organizing.
Explanation:
Any attempt to conduct dishonest activities online would be described as ______.a. piracy b. identity theft c. transparency d. online fraud
Answers
Answer:
online fraud I'm pretty sure
Think back to a time when you really wanted to buy something and you couldn’t afford it. Did you ask a family member or a friend to help you pay for it? Why or why not?
Answers
No, Because I didn't obtain what I wanted, I'll feel both depressed and driven. If it is necessary, I will make every effort. And work to make it happen.
How do you know if you can afford something?Divide the cost of the item by the number of months it would be interest-free to determine whether you could afford to do that.
Thus, When you make a purchase, dopamine rushes through your body briefly. We feel in control or content because of it. She does not find it surprising that during the pandemic, individuals are spending more on discretionary items.
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